Course Introduction
Course Content

Course Learning Objectives

Upon completion of Compliance 101, participants will be able to: 

  1. Understand how government investigations begin,
  2. Understand how compliance policies can lessen risks to a government investigation,
  3. Define DOJ criteria for a non-prosecution or deferred-prosecution agreement,
  4. Define personal and business costs of a government investigation,
  5. Identify how business decisions can lead to a government investigation,
  6. Explain how to minimize a company’s exposure to internal fraud,
  7. Identify best practices of a compliance program,
  8. Create a response plan to a government investigation,
  9. Identify how government investigations relate to criminal prosecutions,
  10. Explain how grand jury investigations begin,
  11. Explain how business decisions can lead to charges for white-collar crime.