012: Quiz – Insider Trading Laws and SEC Rule 10b-5
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Question 1 of 8
1. Question
Congress created SEC Rule10b-5 in order to crack down on fraudulent activities:
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Question 2 of 8
2. Question
George and Peter Matus found themselves facing legal trouble for which of the following reasons:
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Question 3 of 8
3. Question
Fraudulent activities intended to be protected against by Rule10b-5 involve which of the following securities:
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Question 4 of 8
4. Question
Investors purchase put options based on the premise that the price of the underlying related security may:
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Question 5 of 8
5. Question
 Related parties, as defined for the purposes of insider trading, include which of the following;
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Question 6 of 8
6. Question
George Matus was obligated to keep news of the material quarterly loss confidential and not trade upon the information, for which of the following reasons:
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Question 7 of 8
7. Question
The Securities and Exchange Commission exercises which of the following powers:
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Question 8 of 8
8. Question
Insider trading restrictions rules apply to all holders of non-public confidential information related to corporate securities.