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Congress created SEC Rule10b-5 in order to crack down on fraudulent activities:
George and Peter Matus found themselves facing legal trouble for which of the following reasons:
Fraudulent activities intended to be protected against by Rule10b-5 involve which of the following securities:
Investors purchase put options based on the premise that the price of the underlying related security may:
Related parties, as defined for the purposes of insider trading, include which of the following;
George Matus was obligated to keep news of the material quarterly loss confidential and not trade upon the information, for which of the following reasons:
The Securities and Exchange Commission exercises which of the following powers:
Insider trading restrictions rules apply to all holders of non-public confidential information related to corporate securities.