016: Quiz – Stiefel Labs SEC Charges
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Question 1 of 8
1. Question
Are private corporations subject to possible scrutiny by the SEC?
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Question 2 of 8
2. Question
SEC Rule 10b-5 exists to protect shareholders.
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Question 3 of 8
3. Question
Which of the following roles are deemed responsible for Confidential Information?
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Question 4 of 8
4. Question
SEC Rule 10b-5 covers all shareholders regardless of whether the company is public or private.
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Question 5 of 8
5. Question
Employee Stock Bonus Plans are protected by which of the following:
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Question 6 of 8
6. Question
Companies that acquire other companies need to be mindful of private company shareholder rights.
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Question 7 of 8
7. Question
Share prices in a takeover of a private company do not need to be fair and equitable for all shareholders.
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Question 8 of 8
8. Question
The Securities Acts of 1933 and The Exchange Act of 1934 are not applicable to companies formed prior to 1933.