0 of 8 Questions completed
You have already completed the quiz before. Hence you can not start it again.
Quiz is loading…
You must sign in or sign up to start the quiz.
You must first complete the following:
0 of 8 Questions answered correctly
Time has elapsed
You have reached 0 of 0 point(s), (0)
Earned Point(s): 0 of 0, (0)
0 Essay(s) Pending (Possible Point(s): 0)
A conviction for securities fraud exposes a person to a sentence of 20 years in prison.
Which of the following agencies investigated the case against Wagner and Lawrence?
Forex can be traded 24-hours a day, 7-days a week?
According to his plea agreement, Wagner agreed to pay how much in fines?
Investigators at the Commodity Futures Trading Commission found no wrongdoing by Wagner and Lawrence?
What is the maximum prison sentence Lawrence faces?
A written compliance plan, showing federal investigators your business takes compliance with federal laws seriously, is one way to limit exposure for your business?
A grand jury returns which document to prosecutors in a criminal case: