Quiz: Part 5
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Question 1 of 10
1. Question
Price Improvement is only one component of Best Execution.
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Question 2 of 10
2. Question
Price Improvement may include:
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Question 3 of 10
3. Question
Price Improvement must provide the customer with a more favorably priced execution.
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Question 4 of 10
4. Question
SEC Rule 605 statistics are required to be published by the:
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Question 5 of 10
5. Question
SEC Rule 606 are required to be published by the:
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Question 6 of 10
6. Question
Payment for Order Flow is:
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Question 7 of 10
7. Question
Notice is a requirement of POF practices.
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Question 8 of 10
8. Question
Notice cannot be achieved by:
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Question 9 of 10
9. Question
POF must be at least $.01
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Question 10 of 10
10. Question
POF must always be a monetary requirement.